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Anticipating constraints on upscaling

Many current experimental smart city projects consist of small-scale performance tests and technology-user interactions, often neglecting the larger social-institutional context. Therefore, successful implementation of new practices in the reality of a Living Lab does not warrant broader adoption outside the lab (i.e. ‘upscaling’), required to reach their full innovative effect. Another limitation is its focus on “smart citizens” as users and partners, namely citizens with both the cognitive and material resources to consume and co-produce the smart services. Citizens lacking these resources will normally not be included as co-creators in Living Labs, nor are they likely to be able to make use of the smart services once these are implemented on a larger-scale. The consequences may not only be poorer design of smart technologies or their limited adoption and use, but also social exclusion, i.e. deprivation of part of the population from new services.

The SmarterLabs project (SmarterLabs, 2019) has developed practical ways to effectively anticipate these two limitations in the Living lab approach. The tables below discuss ten typical constraint on upscaling or social inclusion and offer ways to anticipate them.

The SmarterLabs projects tested these guidelines in action research in four cities in Europe (Brussels, Graz, Bellinzona and Maastricht). For instance, in Maastricht one constraint on upscaling inter-modality is high institutional fragmentation, in the sense that key stakeholders (residents, commuters, businesses) normally do not meet and discuss on these matters in an organized way, although probably have very different views on this. Typically, the municipality bi-laterally speaks to business actors and citizens for policy input. The participatory vision and assessment experiment that was organised, was designed to help to anticipate this constraint on upscaling smart inter-modality. In two sessions the stakeholders came together in both a plenary meeting and sub-group meeting, and the diverse visions were developed, presented, discussed, assessed, re-developed in an open and mutually inclusive way.

Typical constraints in Living Lab experiments Ways to anticipate these constraints 
SOCIAL INCLUSION Exclusion FROM THE Living Lab   #1

Citizens lack financial, intellectual and time resources to participate in the Living Lab

To participate meaningfully, citizens need time, energy and commitment, a certain level of understanding of the issue at stake or of the technology in use, and sometimes also specific economic and intellectual resources or skills. Certain social groups may therefore tend not to participate in Living Lab initiatives. 

  • Apply stakeholder and requirement analysis tools (in relation to desired outcomes of the Living Lab) to identify types of exclusion, their motivations and coping strategies 
  • Include all Living Lab participants in such a reflection (not only the “institutional” initiators), across the Living Lab stages
  • Strategically design Living Lab micro-practices, such as informative and educational material, choice of venue and schedule of meetings, language, provision of technological support to reduce digital divide
#2

Relevant stakeholders remain out of the Living Lab 

Certain groups might not be interested in joining Living Lab activities, since they do not share the urgency to discuss the issues at stake and take action, or even have conflicting attitudes or goals. The Living Lab may thus become a low conflict circle of people sharing priorities, attitudes and goals, while the large majority of citizens would ignore it. 

  • Stakeholder analysis allows to identify the relevant target groups and the reasons why they might/might not be interested to join Living Lab activities 
  • This suggests how to frame Living Lab activities in public communication campaigns aimed at recruiting participants and to identify the specific actions needed to also raise the interest of less intrinsically motivated target groups
#3

Groups and impacts outside the Living Lab context are overlooked 

The Living Lab project may lack or be poor of representatives from the larger urban context, though they might be impacted by the project. Likewise, effects beyond the Living Lab boundaries may be neglected (e.g. decrease of cars in one district shifts traffic to another).

  • Explicitly consider the project’s indirect and cross-scale effects in the broader urban context, by reflecting on the multiple scales relevant to the Living Lab and on the actors that might be included/excluded at each scale
  • Adopt adequate logistic arrangements and outreach strategies to help minimize exclusion, such as convening Living Lab meetings at different locations and being open to reframe meetings to achieve a shared vision and increase motivation 
Exclusion IN THE Living Lab #4

Existing power structures are reproduced inside the Living Lab 

The Living Lab setup and applied methods may not guarantee that any group or participant has equal opportunities for participating in the discussion, so that every voice is heard and seriously taken into account. For example, the Mayor, technical experts, or simply male Living Lab participants, may be given more weight than other participants.

  • Regularly perform a stakeholder group dynamics analysis, in order to understand group structure and leadership relations among group members 
  • Particularly, identify any dominant position among Living Lab participants, due to already existing institutional roles outside the Living Lab (political responsibility, lobbying activity) 
  • Design a communication and management strategy to address all identified target groups, keep flexibility, favor development of activities along different tracks, allowing each group to adapt to their speed of progress
Typical constraints in Living Lab experiments Ways to anticipate these constraints 
UPSCALING Related to Living Lab DESIGN  #5

The Living Lab’s potential for learning is underexploited 

If the lessons offered by Living Lab activities are not explicitly monitored, understanding of the innovation process, of its implications and its consequences, may be low. In this case, only limited transfer of learning is possible, thus precluding the diffusion of innovation across spatial scales. 

  • Develop a comprehensive learning strategy aimed at capturing and monitoring knowledge creation in the Living Lab (collective knowledge co-production) and transferring it to all relevant actors outside the Living Lab 
  • Knowledge exchange can be favored by people-to-people real-life interactions (i.e. physical meetings), which make learning more rewarding and comprehensive to all and also ensure tacit knowledge to emerge
#6

The Living Lab is disconnected from broader societal debate

The Living Lab experiment may lack co-ordination with the social, economic, cultural and political conjuncture. In such a case, the policy climate may not support the adoption of the innovation pursued in the Living Lab. The broader public may either not share the Living Lab’s goals and outcomes or find them irrelevant.

  • Design and manage Living Lab activities with great care for the local conjuncture: consider broader socio-economic, cultural and political aspects, ensure links with the existing public debate, with what a community considers to be its priorities, and what stakeholders consider to be feasible
  • Maintain a certain flexibility throughout the Living Lab, be ready to adapt to changing conditions in the outside social and political agenda. Ensure that both Living Lab objectives and its framing can be adjusted and continuously re-defined by all actors 
  • Place citizens at the core of the process and actively coordinate with other societal developments and initiatives related to the content of the Living Lab
Related to CONTEXT #7

The Living Lab consensus is not reflected in policy and society

Even if the topic addressed by the Living lab is a priority of the social and political agenda, persistence of conflicts on specific topics may preclude reaching agreements, either inside or outside the Living Lab. The outcomes of the Living Lab may therefore lack wide consensus, support and political majority. 

 

• Open to participation as much and as early as possible and regularly update the stakeholder analysis whenever external conditions change, in order to avoid the exclusion of any relevant stakeholder group 

  • Favor emergence of any conflicting goals within Living Lab participants and between Living Lab participants and possible external stakeholder groups not actively engaged and manage conflicting goals by multi-criteria decision-making techniques
  • Always emphasize and give weight to potential community-level benefits of the options under discussion, against personal or partisan benefits. To this purpose, exploit already existing networks and coalitions and seek for new and unexpected alliances between groups of stakeholders, trying to build relationships with successful initiatives already developed by other actors
#8

Stakeholders and institutions are highly fragmented

Fragmented institutional arrangements between and within institutions (“silo compartments”) may preclude clear distribution of responsibilities among the actors involved in Living Lab activities, and effective co-operation between them. 

  • Foster transparency and collaboration between administrative units, organisations and stakeholders, right from the beginning of the Living Lab process
  • Create occasions for them to interact and become familiar with the process, discussion topics and proposals emerging within the Living Lab
#9

The urban assemblage is sticky and locked-in

Technical, infrastructural, legal or financial aspects, such as long-term contracts or legal lock-ins, may cause obduracy of the urban assemblage, thus precluding possibilities for practical implementation of the outcomes of the Living Lab.  

  • Activate a dialogue with relevant actors as soon as possible: by developing future visions with stakeholders and crucial decision-makers, the potential of more structural changes can be highlighted 
  • Local actors might be empowered by teaming up with supra-urban actors, such as municipalities with provinces or local NGOs with their national counterpart (scale jumping)
#10

The Living Lab meets low institutional receptiveness

Local governments and other actors involved in the Living Lab process might be unfamiliar with, or open to, co-creation approaches, favoring instead expert-driven way of thinking and agreement with powerful lobbies. If so, institutions may not have real commitment to implement Living Lab outcomes. 

  • Seek for early inclusion of policy-makers and local institutions 
  • Provided that Living Lab organisers show genuine commitment and give voice, role and responsibility to diverse groups of citizens, civil society organisations and experts, institutions might start appreciating the approach and its benefit 
  • Carry out multiple successful pilot processes
  • Build on existing practices and procedures of representative democracy to promote dialogue between stakeholders