Anticipating constraints on upscaling
Many current experimental smart city projects consist of small-scale performance tests and technology-user interactions, often neglecting the larger social-institutional context. Therefore, successful implementation of new practices in the reality of a Living Lab does not warrant broader adoption outside the lab (i.e. ‘upscaling’), required to reach their full innovative effect. Another limitation is its focus on “smart citizens” as users and partners, namely citizens with both the cognitive and material resources to consume and co-produce the smart services. Citizens lacking these resources will normally not be included as co-creators in Living Labs, nor are they likely to be able to make use of the smart services once these are implemented on a larger-scale. The consequences may not only be poorer design of smart technologies or their limited adoption and use, but also social exclusion, i.e. deprivation of part of the population from new services.
The SmarterLabs project (SmarterLabs, 2019) has developed practical ways to effectively anticipate these two limitations in the Living lab approach. The tables below discuss ten typical constraint on upscaling or social inclusion and offer ways to anticipate them.
The SmarterLabs projects tested these guidelines in action research in four cities in Europe (Brussels, Graz, Bellinzona and Maastricht). For instance, in Maastricht one constraint on upscaling inter-modality is high institutional fragmentation, in the sense that key stakeholders (residents, commuters, businesses) normally do not meet and discuss on these matters in an organized way, although probably have very different views on this. Typically, the municipality bi-laterally speaks to business actors and citizens for policy input. The participatory vision and assessment experiment that was organised, was designed to help to anticipate this constraint on upscaling smart inter-modality. In two sessions the stakeholders came together in both a plenary meeting and sub-group meeting, and the diverse visions were developed, presented, discussed, assessed, re-developed in an open and mutually inclusive way.
Typical constraints in Living Lab experiments | Ways to anticipate these constraints | |||
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SOCIAL INCLUSION | Exclusion FROM THE Living Lab | #1 |
Citizens lack financial, intellectual and time resources to participate in the Living Lab To participate meaningfully, citizens need time, energy and commitment, a certain level of understanding of the issue at stake or of the technology in use, and sometimes also specific economic and intellectual resources or skills. Certain social groups may therefore tend not to participate in Living Lab initiatives. |
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#2 |
Relevant stakeholders remain out of the Living Lab Certain groups might not be interested in joining Living Lab activities, since they do not share the urgency to discuss the issues at stake and take action, or even have conflicting attitudes or goals. The Living Lab may thus become a low conflict circle of people sharing priorities, attitudes and goals, while the large majority of citizens would ignore it. |
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#3 |
Groups and impacts outside the Living Lab context are overlooked The Living Lab project may lack or be poor of representatives from the larger urban context, though they might be impacted by the project. Likewise, effects beyond the Living Lab boundaries may be neglected (e.g. decrease of cars in one district shifts traffic to another). |
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Exclusion IN THE Living Lab | #4 |
Existing power structures are reproduced inside the Living Lab The Living Lab setup and applied methods may not guarantee that any group or participant has equal opportunities for participating in the discussion, so that every voice is heard and seriously taken into account. For example, the Mayor, technical experts, or simply male Living Lab participants, may be given more weight than other participants. |
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Typical constraints in Living Lab experiments | Ways to anticipate these constraints | |||
UPSCALING | Related to Living Lab DESIGN | #5 |
The Living Lab’s potential for learning is underexploited If the lessons offered by Living Lab activities are not explicitly monitored, understanding of the innovation process, of its implications and its consequences, may be low. In this case, only limited transfer of learning is possible, thus precluding the diffusion of innovation across spatial scales. |
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#6 |
The Living Lab is disconnected from broader societal debate The Living Lab experiment may lack co-ordination with the social, economic, cultural and political conjuncture. In such a case, the policy climate may not support the adoption of the innovation pursued in the Living Lab. The broader public may either not share the Living Lab’s goals and outcomes or find them irrelevant. |
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Related to CONTEXT | #7 |
The Living Lab consensus is not reflected in policy and society Even if the topic addressed by the Living lab is a priority of the social and political agenda, persistence of conflicts on specific topics may preclude reaching agreements, either inside or outside the Living Lab. The outcomes of the Living Lab may therefore lack wide consensus, support and political majority.
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• Open to participation as much and as early as possible and regularly update the stakeholder analysis whenever external conditions change, in order to avoid the exclusion of any relevant stakeholder group
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#8 |
Stakeholders and institutions are highly fragmented Fragmented institutional arrangements between and within institutions (“silo compartments”) may preclude clear distribution of responsibilities among the actors involved in Living Lab activities, and effective co-operation between them. |
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#9 |
The urban assemblage is sticky and locked-in Technical, infrastructural, legal or financial aspects, such as long-term contracts or legal lock-ins, may cause obduracy of the urban assemblage, thus precluding possibilities for practical implementation of the outcomes of the Living Lab. |
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#10 |
The Living Lab meets low institutional receptiveness Local governments and other actors involved in the Living Lab process might be unfamiliar with, or open to, co-creation approaches, favoring instead expert-driven way of thinking and agreement with powerful lobbies. If so, institutions may not have real commitment to implement Living Lab outcomes. |
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